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  • To prepare suggestions on various Bills/Regulations/Notifications/circulars and other documents relating to Financial Market for submission to the Government/Regulator.
  • To interact with the following agencies on a continuous basis on matters relating to Financial Markets & Investors’ Protection e.g.
    • Reserve Bank of India and Indian Banks Association for example, relating to Depositors. Non-performing Assets Management, Bank operation and supervision, issues relating to securitization, role played by CAs
    • Non-Banking Finance companies – NBFCs (Department of Non-Banking Finance companies of RBI)
    • Regulatory authority of Co-operative Banks, Strategies / recommendations relating to their investment patterns.
    • Securities and Exchange Board of India e.g., matters relating to Primary and Secondary Markets, Take-Overs, Amalgamation, Mergers, (tax-havens, Participatory Note, hot-money, corporate governance regulatory compliances etc.), Mutual Funds, Foreign Institutional Investors, Intermediaries, Securities Laws etc.
    • Stock Exchange
  • To bring out Booklets, Pamphlets, Brochures, Monograms, Digital mobile app on topics of interest to investors for example Handbook on Investor’s Protection and explaining tax strategies and transaction structures.
  • To conduct
    • Training Programs for Members and others on matters relating to Financial and Commodity Markets which are of professional interest for example on Derivatives, Options, Futures, hedging and investment strategies.
    • Seminars, IAP programmes,/Webinars, Grievance Redressal Camps, Financial Inclusion, Financial Literacy Conferences and Certificate courses relating to Financial Market, Investors Protection, and other related laws.
    • Training Programs in association with Stock Exchanges/Associations/Trade Bodies/Regulators
    • To organize Chief Investment Officers Meet
    • To initiate research studies in the field of Financial Market and Investors Protection.
  • To play a pro-active role in respect of expectation area under the domain of the Committee.
  • To carry out such other matters relating to Financial Market & Investors Protection
  • To bring out publication on the areas under the domain of the Committee

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