Terms of Reference of Committee on Capital Market & Investors Protection
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The Terms of Reference of the Committee are as follows:
To prepare suggestions on various Bills/Regulations/Notifications/circulars and other documents relating to Capital Market for submission to the Government/Regulator.
To interact with the following agencies on a continuous basis on matters relating to Capital Markets & Investors’ Protection e.g.
Reserve Bank of India and Indian Banks Association for example, relating to Depositors. Non-performing Assets Management, Bank operation and supervision, issues relating to securitisation, role played by CAs
Non-Banking Finance companies – NBFCs (Department of Non-Banking Finance companies of RBI)
Regulatory authority of Co-operative Banks, Strategies / recommendations relating to their investment patterns.
Securities and Exchange Board of India e.g., matters relating to Primary and Secondary Markets, Take-Overs, Amalgamation, Mergers, (tax-havens, Participatory Note, hot-money, corporate governance regulatory compliances etc.), Mutual Funds, Foreign Institutional Investors, Intermediaries, Securities Laws etc.
Forward Markets Commission (FMC) including NCDX and MCX.
To bring out Booklets, Pamphlets, Brochures, Monograms, Digital mobile app on topics of interest to investors for example Hand-book on Investor’s Protection and explaining tax strategies and transaction structures.
Training Programmes for Members and others on matters relating to Capital and Commodity Markets which are of professional interest for example on Derivatives, Options, Futures, hedging and investment strategies.
Seminars, Conferences and Certificate courses relating to Capital Market, Investors Protection and other related laws.
Training Programmes in association with Stock Exchanges/Associations/Trade Bodies/Regulators
To initiate research studies in the field of Capital Market and Investors Protection.
To play a pro-active role in respect of expectation area under the domain of the Committee.
To carry out such other matters relating to Capital Market & Investors Protection
To bring out publication on the areas under the domain of the Committee
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