Result of the Evaluation Test held on 9th February 2020 - Certificate Course Anti Money Laundering Laws batch held at Hyderabad |
Course Modules:
- Module-I : Anti Money Laundering Laws, Treaties, Regulations and Nodal Authorities - An Overview
- Module-II : Overview of the Allied laws
- Module-III : Jurisprudence
- Module-IV : Identifying, dealing and reporting with suspicious transactions & Money Laundering Test
- Module-V : Emerging Modus Operandi for Money Laundering / Sector Specific issues of Money laundering and Global Trends (with reference to Case Studies and Case Laws )
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Module- I: Anti Money Laundering Laws, Treaties, Regulations and Nodal Authorities - An Overview
Origin and legislative background of Anti Money Laundering Laws, Definition, Size & reasons for Money Laundering, Origin of Money Laundering Transactions, Methods of Money Laundering, International Initiatives & Indian Laws of Money laundering
- Overview of International Conventions and Resolutions (Vienna Convention/ Starsbourg Convention/OECD Convention on Corruption/ United Nations Convention against Corruption)
- Overview of the Prevention of Money Laundering Act, 2002 (PMLA 2002) and the Prevention of Money Laundering Rules 2005
- Overview of the Conservation of Foreign Exchange and Prevention of Smuggling Activities Act, 1974 (COFEPOSA)
- Over view of the Prohibition of Benami Property Transactions Act, 1988
- Over view of the Prevention of Illicit Traffic in Narcotic Drugs and Psychotropic Substances Act, 1988
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Module- II: Overview of the Allied laws
- Banking Regulation Act ,1949
- Chit Funds Act ,1982
- Reserve Bank of India (RBI) Act, 1934
- Securities and Exchange Board of India (SEBI) Act, 1992
- Insurance Act, 1938
- Insurance Regulatory and Development Authority (IRDA) Act 1999
- Foreign Exchange Management Act (FEMA), 1999
- Black Money (Undisclosed Foreign Income And Assets) And Imposition Of Tax Act, 2015
- Prevention of Corruption Act, 1988
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Module- III : Jurisprudence: Overview of following Laws with respect to Anti Money Laundering Compliances and Procedures
- Indian Penal Code
- Code of Criminal Procedure, 1973
- Civil Procedure Code, 1908
- The Indian Evidence Act, 1872
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Module- IV : Identifying, dealing and reporting with suspicious transactions & Money Laundering Test
- Designing a comprehensive AML framework
- Risk based customer due diligence (CDD), customer risk profiling and on- going monitoring
- Suspicious activities/ suspicious transactions reporting and dealing with entities
- Client Due Diligence, Know Your Customer Guidelines & Practical Aspects related to KYC
- Recommendations of FATF, Financial Intelligence Units and the Basel Statement of Principles
- Role of Financial Intelligence Unit of India (FIU-Ind) and the Directorate of Enforcement
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Module- V: Emerging Modus Operandi for Money Laundering / Sector Specific issues of Money laundering and Global Trends (with reference to Case Studies and Case Laws )
- Trade Based Money Laundering
- Money Laundering Risk in Capital Markets
- Money Laundering Risk in Banking, Insurance and NBFC Sectors
- Money Laundering Risk in Real Estate Sector
- Money Laundering Risk in Not for Profit Sectors
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Archives - Certificate Course on Anti Money laundering Laws (Anti- Money Laundering Specialist) |